Wiley FINRA Series 4 Exam Review 2017
Author | : Wiley |
Publisher | : John Wiley & Sons |
Total Pages | : 326 |
Release | : 2017-03-06 |
ISBN-10 | : 9781119379805 |
ISBN-13 | : 1119379806 |
Rating | : 4/5 (806 Downloads) |
Download or read book Wiley FINRA Series 4 Exam Review 2017 written by Wiley and published by John Wiley & Sons. This book was released on 2017-03-06 with total page 326 pages. Available in PDF, EPUB and Kindle. Book excerpt: Simplified Arbitration -- Larger Disputes -- Awards Under Arbitration -- Investor Information -- Violations and Complaints -- Resolution of Allegations -- Minor Rule Violation -- Firm Element Continuing Education -- Regulatory Element -- Circuit Breakers -- Limit up Limit down (LULD) -- Pretest -- Answer Keys -- Chapter 1: Option Basics -- Chapter 2: Option Strategies -- Chapter 3: Index, Interest Rate, and Currency Options -- Chapter 4: The Options MarketPlace -- Chapter 5: Option Taxation and Margin Requirements -- Chapter 6: Option Compliance and Account Supervision -- Chapter 7: Securities Industry Rules and Regulations -- Glossary of Exam Terms -- Index -- Advert -- Access Code -- EULA