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Financial Gatekeepers
Language: en
Pages: 216
Authors: Yasuyuki Fuchita
Categories: Business & Economics
Type: BOOK - Published: 2007-02-01 - Publisher: Brookings Institution Press

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A Brookings Institution Press and Nomura Institute of Capital Markets Research publication Developed country capital markets have devised a set of institutions
Gatekeepers of Growth
Language: en
Pages: 198
Authors: Sylvia Maxfield
Categories: Business & Economics
Type: BOOK - Published: 1998-07-13 - Publisher: Princeton University Press

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Central banks can shape economic growth, affect income distribution, influence a country's foreign relations, and determine the extent of its democracy. While t
Should Financial Gatekeepers Be Publicly Traded?
Language: en
Pages: 53
Authors: Haozhi (Rachel). Huang
Categories:
Type: BOOK - Published: 2018 - Publisher:

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We investigate how a broker firm's initial public offering (IPO) affects its analysts' fiduciary duty of providing independent and objective recommendations. We
Gatekeepers
Language: en
Pages: 398
Authors: John C. Coffee
Categories: Business & Economics
Type: BOOK - Published: 2006-06 - Publisher: Oxford University Press, USA

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John Coffee traces the evolution of the four main gatekeeping professions: auditors, lawyers, securities analysts and credit-rating agencies, in the wake of cor
Financial Gatekeepers and Investor Protection
Language: en
Pages: 86
Authors: Kelvin Law
Categories:
Type: BOOK - Published: 2019 - Publisher:

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We examine whether financial advisors with pre-advisor criminal records pose a greater risk to investors than those without. We find that financial advisors wit