Series 6 Investment Company Representative

Series 6 Investment Company Representative
Author :
Publisher :
Total Pages :
Release :
ISBN-10 : 0981961851
ISBN-13 : 9780981961859
Rating : 4/5 (859 Downloads)

Book Synopsis Series 6 Investment Company Representative by : Securities Institute of America, Incorporated The

Download or read book Series 6 Investment Company Representative written by Securities Institute of America, Incorporated The and published by . This book was released on 2009-07-15 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: Students will be prepared to pass the series 6 exam after reading this comprehensive textbook from The Securities Institute of America. It is recommended that students read the textbook in addition to attending a live or online class. Students are also encouraged to prepare using our exam software. To contact The Securities Institute please call us at: 877 218 1776 or visit us on the web at: www.SecuritiesCE.com


Series 6 Investment Company Representative Related Books

Series 6 Investment Company Representative
Language: en
Pages:
Authors: Securities Institute of America, Incorporated The
Categories:
Type: BOOK - Published: 2009-07-15 - Publisher:

DOWNLOAD EBOOK

Students will be prepared to pass the series 6 exam after reading this comprehensive textbook from The Securities Institute of America. It is recommended that s
Series 7 Study Guide
Language: en
Pages: 200
Authors: Series 7 Exam Prep Review Team
Categories:
Type: BOOK - Published: 2017-11-07 - Publisher: Test Prep Books

DOWNLOAD EBOOK

Series 7 Study Guide: Test Prep Manual & Practice Exam Questions for the FINRA Series 7 Licence Exam Developed for test takers trying to achieve a passing score
Insider Trading Sanctions Act of 1984
Language: en
Pages: 2
Authors: United States
Categories: Insider trading in securities
Type: BOOK - Published: 1984 - Publisher:

DOWNLOAD EBOOK

SIE Exam Prep 2021 and 2022
Language: en
Pages: 124
Authors: Test Prep Books
Categories:
Type: BOOK - Published: 2020-11-24 - Publisher: Test Prep Books

DOWNLOAD EBOOK

Test Prep Books' SIE Exam Prep 2021 and 2022: SIE Study Guide with Practice Test Questions for the FINRA Securities Industry Essentials Exam [4th Edition Book]
Investor and Industry Perspectives on Investment Advisers and Broker-Dealers
Language: en
Pages: 151
Authors: Angela A. Hung
Categories: Law
Type: BOOK - Published: 2008-03-12 - Publisher: Rand Corporation

DOWNLOAD EBOOK

In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investmen