Download or read book Series 99 Exam Secrets Study Guide written by Series 99 Exam Secrets Test Prep and published by Mometrix Secrets Study Guides. This book was released on 2018-04-12 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Series 99 Exam Secrets helps you ace the Operations Professional Qualification Examination without weeks and months of endless studying. Our comprehensive Series 99 Exam Secrets study guide is written by our exam experts, who painstakingly researched every topic and concept that you need to know to ace your test. Our original research reveals specific weaknesses that you can exploit to increase your exam score more than you've ever imagined. Series 99 Exam Secrets includes: The 5 Secret Keys to Series 99 Exam Success: Time is Your Greatest Enemy, Guessing is Not Guesswork, Practice Smarter, Not Harder, Prepare, Don't Procrastinate, Test Yourself; A comprehensive General Strategy review including: Make Predictions, Answer the Question, Benchmark, Valid Information, Avoid Fact Traps, Milk the Question, The Trap of Familiarity, Eliminate Answers, Tough Questions, Brainstorm, Read Carefully, Face Value, Prefixes, Hedge Phrases, Switchback Words, New Information, Time Management, Contextual Clues, Don't Panic, Pace Yourself, Answer Selection, Check Your Work, Beware of Directly Quoted Answers, Slang, Extreme Statements, Answer Choice Families; A comprehensive Content review including: Self-Regulatory Organization, Regulatory Organization, Securities Markets, Unregistered Securities, Exemptions, Liquidation Priority, Federal Deposit Insurance Corporation (FDIC), Equities, Debt Securities, Fixed-Income Securities, Derivatives, Open-Ended Mutual Funds, Variable Annuities, Real Estate Investment Trusts, Registered Investment Advisor, Commissions, Client Statement, Firm's General Ledger, Net Capital, Prime Brokers, Clearing Facility, Soft Dollars, Single-Owner Retail, Partnership Accounts, Prime Brokerage Accounts, Individual Retirement Accounts, Roth IRAS, Keogh Plans (HR-10), Erisa, Standing Settlement Instructions, Money Laundering, Customer Information Program, OFAC, and much more...